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Recent Cases:
Spohn v. Josephthal Lyon & Ross and Daniel S. Regan, NASD Arbitration No. 94 03630

Investor recovers loss plus attorneys' fees for unauthorized and unsuitable trading.

Ms. Spohn alleged that Respondents made unauthorized trades in her account and recommended unsuitable trades to her. Claimant requested damages of $48,575. An arbitration panel appointed by the NASD awarded Ms. Spohn a total of $43,600 in actual damages and $7000 in attorneys' fees. Ms. Spohn's case was handled by Ed Dovin and Sandra Malkin.