• Claimant v. Medical Capital
  Medical Capital note investors recover $4.5 million from various brokerage firms

• Claimant v. GenSpring Family Offices, LLC
  Hedge fund investor recovers $4.3 million invested in multi-strategy hedge funds

• Macdonald v. GenSpring Family Offices, LLC
  Hedge fund investor recovers $1.3 million invested in multi-strategy hedge funds

• Minority Owner v. LLC and Majority Owner
  Ousted minority member of LLC recovers $1 million for his membership interest

• Goetzman v. Morgan Stanley Dean Witter, Inc.
  Retiree recovers $700,000 from MSDW

• Browning v. A.G. Edwards and “Tripp” Boyer, III
  Retiree recovers $288,000 from A.G. Edwards

• Elephant Tract, Inc. v. Cobblestone Builders, LLC
  Investors recover $1.4 million invested in fraudulent development deals

• Fitzmaurice v. Elephant Tract, Inc.
  The Firm successfully defends securities fraud case

• Local Investor v. Alliance Resource Management, Inc.
  Investor recovers $1.5 million invested in fraudulent real estate Ponzi scheme

• Atlanta Charity v. Regional Brokerage
  Local charity recovers approximately $10 million

• Investor v. Advisory Firm and Fund Manager
  Investor recovers $4 million from promoter of tax-advantaged investments

• Widow v. Brokerage Firm and Broker
  Widow recovers $300,000 from Respondents

• Smith v. Lenox Financial Mortgage, LLC and Jon Shibley
  The Firm wins $3.8 million summary judgment

• Divorcee v. Brokerage Firm and Brokers
  Divorcee rescinds unsuitable CRUT and recovers her trading loss

• Andrew D. Beer and Pinnacle Group Securities LLC v. David H. Nutt
  Federal court denies Investment Firm’s motion to stay an NASD arbitration and grants Investor’s cross-motion to compel arbitration

• Gresham v. A.G. Edwards, William Gibbs and Susan Saccone
  Retiree recovers full loss plus fees and punitive damages for fraud and breach of fiduciary duty

• Multiple claimants v. A.G. Edwards, et. al.
  Over 100 investors recover a total of $27 million

• Recorded Message Provider v. Voter Contact Services Co.
  American Arbitration Association awards $1 million for breach of contract

• Phillips, et al. v. Accounting Firm
  Accounting firm that recommended investment to its clients held liable for investment losses

• Rodgers v. Provident Mutual Life Insurance Company of Philadelphia and Provident Life and Accident Insurance Company
  Jury verdict of over $1.5 million for wrongful denial of disability insurance benefits to disabled doctor

• Payne v. A.G. Edwards and Lee Dudley
  Physician's IRA account awarded $662,000 for unsuitable trading and failure to supervise

• Dowling v. Bear Stearns and Michael Radetsky
  Investor awarded losses plus attorneys' fees for unsuitable trading and failure to supervise

• Steedley v. Wachovia Securities
  Investor recovers losses plus attorneys' fees and punitive damages for unsuitable trading

• Burkhardt v. J.C. Bradford & Co. and Keith Anderson
  Retirees awarded losses, fees and punitive damages for unsuitable and excessive trading

• Hall, Hinchin v. Charles Schwab & Co.
  Two investors recover $400,000 from discount brokerage firm Charles Schwab

• Oellerich v. Merrill Lynch
  Retirees recover for unsuitable overconcentration in technology funds

• Dickinson v. Stearn Agee & Leach, Inc., McAllaster & Associates, et. al.
  Investor recovers for unsuitable trading and breach of fiduciary duty

• Allen v. Josephthal, Lyon & Ross Inc.
  NYSE award for concentration of all of clients' account in one speculative stock

• Prudential Limited Partnership Disputes
  Successful recoveries for hundreds of Prudential clients sold mismarketed limited partnerships

• Lobel v. Barron Chase Securities and Patrick Soltis
  80-year old widower recovers losses plus attorneys' fees and costs

• Spohn v. Josephthal Lyon & Ross and Daniel Regan
  Investor recovers loss plus attorneys' fees for unauthorized and unsuitable trading

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